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Traws Pharma, Inc. — Director's Dealing 2019
Nov 27, 2019
35199_dirs_2019-11-27_bff6d086-4b36-43f9-a81f-56af4fd9e74f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2019-11-25
Reporting Person: MEHTA VIREN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Common Stock | P | 250000 | $.2 | Acquired | 250857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Warrant (right to purchase) | $.2 | P | 250000 | Acquired | 2024-11-25 | Common Stock (250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 54 | Indirect |
| Common Stock | 56 | Indirect |
Footnotes
F1: The common stock and warrants were acquired in a public offering, by Onconova Therapeutics, Inc, of units which included one share of common stock and one warrant. The public offering price for each unit was $0.20.
F2: Includes 190 shares held jointly with Dr. Mehta's spouse.
F3: Dr. Mehta, as managing member, has voting and dispositive power with regard to the shares held by Mehta Partners, LLC.
F4: Dr. Mehta, as trustee, has voting and dispositive power with regard to the shares held by Viram Foundation.
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