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TransUnion — Director's Dealing 2016
Aug 18, 2016
30359_dirs_2016-08-17_574e051b-a61c-4edd-b679-643425d8a69a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2016-08-15
Reporting Person: Peck James M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock | M | 90104 | $4.99 | Acquired | 807982 | Direct |
| 2016-08-15 | Common Stock | S | 90104 | $32.73 | Disposed | 717878 | Direct |
| 2016-08-16 | Common Stock | M | 39229 | $4.99 | Acquired | 757107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Stock Options (right to buy) | $4.99 | M | 90104 | Disposed | 2022-12-31 | Common Stock (90104.0) | Direct |
| 2016-08-16 | Stock Options (right to buy) | $4.99 | M | 39229 | Disposed | 2022-12-31 | Common Stock (39229.0) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.57 to $33.05, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents an initial grant of 739,407 stock options, 20% of which vested on December 31, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter.