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TransUnion — Director's Dealing 2016
Aug 26, 2016
30359_dirs_2016-08-26_4eab077f-71f9-4c26-9201-c5466eb24759.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2016-08-24
Reporting Person: Elberfeld Timothy (Vice President and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-24 | Common Stock | M | 9865 | $4.99 | Acquired | 16243 | Direct |
| 2016-08-24 | Common Stock | M | 1583 | $8.57 | Acquired | 17826 | Direct |
| 2016-08-24 | Common Stock | S | 4891 | $32.80 | Disposed | 12935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-24 | Stock Options (right to buy) | $4.99 | M | 9865 | Disposed | 2022-08-01 | Common Stock (9865) | Direct |
| 2016-08-24 | Stock Options (right to buy) | $8.57 | M | 1583 | Disposed | 2023-09-26 | Common Stock (1583) | Direct |
Footnotes
F1: Includes 272 shares of common stock acquired pursuant to the issuer's employee stock purchase plan since the reporting person's last report, which acquisitions are exempt from Section 16 of the Securities Exchange Act of 1934.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $32.84, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents an initial grant of 12,332 stock options, 20% of which vested on August 1, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter.
F4: Represents an initial grant of 2,879 stock options, 20% of which vested on September 26, 2014 and 5% of which vest on the last day of each subsequent full calendar quarter.