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TransDigm Group INC — Director's Dealing 2021
Mar 16, 2021
29928_dirs_2021-03-16_1b32bb70-c379-4129-812f-9ed1833b1ebd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2021-03-15
Reporting Person: Howley W Nicholas (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | M | 11500 | $130.09 | Acquired | 33047.513 | Indirect |
| 2021-03-15 | Common Stock | S | 1145 | $612.7808 | Disposed | 31902.513 | Indirect |
| 2021-03-15 | Common Stock | S | 524 | $613.799 | Disposed | 31378.513 | Indirect |
| 2021-03-15 | Common Stock | S | 314 | $615.3281 | Disposed | 31064.513 | Indirect |
| 2021-03-15 | Common Stock | S | 981 | $616.3501 | Disposed | 30083.513 | Indirect |
| 2021-03-15 | Common Stock | S | 522 | $617.1977 | Disposed | 29561.513 | Indirect |
| 2021-03-15 | Common Stock | S | 1474 | $618.3201 | Disposed | 28087.513 | Indirect |
| 2021-03-15 | Common Stock | S | 895 | $619.1884 | Disposed | 27192.513 | Indirect |
| 2021-03-15 | Common Stock | S | 415 | $620.712 | Disposed | 26777.513 | Indirect |
| 2021-03-15 | Common Stock | S | 2305 | $622.6384 | Disposed | 24472.513 | Indirect |
| 2021-03-15 | Common Stock | S | 1077 | $623.6631 | Disposed | 23395.513 | Indirect |
| 2021-03-15 | Common Stock | S | 1488 | $624.413 | Disposed | 21907.513 | Indirect |
| 2021-03-15 | Common Stock | S | 360 | $625.3168 | Disposed | 21547.513 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Stock Option | $130.09 | M | 11500 | Disposed | 2022-11-19 | Common Stock (11500) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.38 - $612.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.40 - $614.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.73 - $615.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.77 - $616.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $616.91 - $617.65. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.91 - $618.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F7: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.94 - $619.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F8: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.02 - $620.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F9: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $622.16 - $623.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F10: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.16 - $624.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F11: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.17 - $625.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F12: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $625.20 - $625.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.