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TransDigm Group INC — Director's Dealing 2021
Jun 16, 2021
29928_dirs_2021-06-16_3cffcff6-7c18-4ac3-a0c9-0eefd8fbfba8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2021-06-15
Reporting Person: Howley W Nicholas (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Common Stock | M | 11500 | $130.09 | Acquired | 33047.513 | Indirect |
| 2021-06-15 | Common Stock | S | 333 | $666.294 | Disposed | 32714.513 | Indirect |
| 2021-06-15 | Common Stock | S | 397 | $667.4296 | Disposed | 32317.513 | Indirect |
| 2021-06-15 | Common Stock | S | 679 | $668.5335 | Disposed | 31638.513 | Indirect |
| 2021-06-15 | Common Stock | S | 1160 | $669.6091 | Disposed | 30478.513 | Indirect |
| 2021-06-15 | Common Stock | S | 6204 | $670.506 | Disposed | 24274.513 | Indirect |
| 2021-06-15 | Common Stock | S | 1579 | $671.2751 | Disposed | 22695.513 | Indirect |
| 2021-06-15 | Common Stock | S | 444 | $672.3911 | Disposed | 22251.513 | Indirect |
| 2021-06-15 | Common Stock | S | 704 | $673.359 | Disposed | 21547.513 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Stock Option | $130.09 | M | 11500 | Disposed | 2022-11-19 | Common Stock (11500) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $665.89 - $666.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $666.91 - $667.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $667.97 - $668.93. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $669.00 - $669.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $670.00 - $670.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $671.02 - $671.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F7: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $672.09 - $673.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F8: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $673.10 - $673.59. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.