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TransDigm Group INC — Director's Dealing 2020
Nov 30, 2020
29928_dirs_2020-11-30_33b6699c-79a3-42f2-8719-d1e544389e75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2020-11-27
Reporting Person: Howley W Nicholas (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-27 | Common Stock | M | 20000 | $130.09 | Acquired | 20000 | Indirect |
| 2020-11-27 | Common Stock | S | 2273 | $591.0625 | Disposed | 17727 | Indirect |
| 2020-11-27 | Common Stock | S | 4116 | $591.9004 | Disposed | 13611 | Indirect |
| 2020-11-27 | Common Stock | S | 800 | $594.1606 | Disposed | 12811 | Indirect |
| 2020-11-27 | Common Stock | S | 1106 | $595.3102 | Disposed | 11705 | Indirect |
| 2020-11-27 | Common Stock | S | 50 | $595.875 | Disposed | 11655 | Indirect |
| 2020-11-27 | Common Stock | S | 10400 | $600.3606 | Disposed | 1255 | Indirect |
| 2020-11-27 | Common Stock | S | 522 | $601.5325 | Disposed | 733 | Indirect |
| 2020-11-27 | Common Stock | S | 733 | $602.5602 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-27 | Stock Option | $130.09 | M | 20000 | Disposed | 2022-11-19 | Common Stock (20000) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $590.54 - $591.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $591.54 - $592.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $593.56 - $594.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $594.69 - $595.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $600.00 - $600.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.04 - $601.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F7: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.17 - $602.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.