AI assistant
TransDigm Group INC — Director's Dealing 2016
Nov 2, 2016
29928_dirs_2016-11-02_59ee6a29-5476-4c9f-95b6-3af2fab31820.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2016-11-01
Reporting Person: Henderson Robert S (Exec.V.P.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | M | 10000 | $27.08 | Acquired | 20000 | Direct |
| 2016-11-01 | Common Stock | S | 2599 | $269.2813 | Disposed | 17401 | Direct |
| 2016-11-01 | Common Stock | S | 2301 | $270.0782 | Disposed | 15100 | Direct |
| 2016-11-01 | Common Stock | S | 1529 | $271.3986 | Disposed | 13571 | Direct |
| 2016-11-01 | Common Stock | S | 2371 | $272.5762 | Disposed | 11200 | Direct |
| 2016-11-01 | Common Stock | S | 1100 | $273.5181 | Disposed | 10100 | Direct |
| 2016-11-01 | Common Stock | S | 100 | $274.25 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Stock Option | $27.08 | M | 10000 | Disposed | 2018-11-17 | Common Stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $27.08 | 2018-11-17 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $268.69 - $269.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $269.80 - $270.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $271.01 - $271.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $272.15 - $273.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $273.22 - $273.90 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.