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TransDigm Group INC — Director's Dealing 2013
Apr 1, 2013
29928_dirs_2013-04-01_3c187887-84d5-418c-b43f-327aaf0d43d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2013-03-28
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Common Stock | M | 168 | $6.68 | Acquired | 168 | Indirect |
| 2013-03-28 | Common Stock | M | 85 | $13.37 | Acquired | 253 | Indirect |
| 2013-03-28 | Common Stock | S | 253 | $150.926 | Disposed | 0 | Indirect |
| 2013-03-28 | Common Stock | M | 7641 | $6.68 | Acquired | 7641 | Direct |
| 2013-03-28 | Common Stock | S | 4000 | $150.869 | Disposed | 3641 | Direct |
| 2013-03-28 | Common Stock | S | 2300 | $151.709 | Disposed | 1341 | Direct |
| 2013-03-28 | Common Stock | S | 1341 | $152.733 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-28 | Stock Option | $6.68 | M | 7641 | Disposed | 2013-08-05 | Common Stock (7641) | Direct |
| 2013-03-28 | Stock Option | $6.68 | M | 168 | Disposed | 2013-08-05 | Common Stock (168) | Indirect |
| 2013-03-28 | Stock Option | $13.37 | M | 85 | Disposed | 2013-08-05 | Common Stock (85) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $150.61 - $151.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $150.32 - $151.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $151.32 - $152.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $152.36 - $153.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.