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TransDigm Group INC — Director's Dealing 2011
Dec 13, 2011
29928_dirs_2011-12-13_e6d1d083-806e-490a-8a28-6d999a2cf5c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2011-12-12
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-12 | Common Stock | M | 2149 | $6.68 | Acquired | 2149 | Indirect |
| 2011-12-12 | Common Stock | S | 2149 | $96.198 | Disposed | 0 | Indirect |
| 2011-12-13 | Common Stock | M | 5351 | $6.68 | Acquired | 5351 | Indirect |
| 2011-12-13 | Common Stock | S | 5351 | $97.0624 | Disposed | 0 | Indirect |
| 2011-12-12 | Common Stock | M | 1248 | $6.68 | Acquired | 1248 | Direct |
| 2011-12-12 | Common Stock | S | 1248 | $96.026 | Disposed | 0 | Direct |
| 2011-12-13 | Common Stock | M | 28752 | $6.68 | Acquired | 28752 | Direct |
| 2011-12-13 | Common Stock | S | 28752 | $97.0012 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | Stock Option | $6.68 | M | 2149 | Disposed | 2013-08-05 | Common Stock (2149) | Indirect |
| 2011-12-13 | Stock Option | $6.68 | M | 5351 | Disposed | 2013-08-05 | Common Stock (5351) | Indirect |
| 2011-12-12 | Stock Option | $6.68 | M | 1248 | Disposed | 2013-08-05 | Common Stock (1248) | Direct |
| 2011-12-13 | Stock Option | $6.68 | M | 28752 | Disposed | 2013-08-05 | Common Stock (28752) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.00 - $96.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $97.01 - $97.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.00 - $96.32. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $97.00 - $97.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.