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TransDigm Group INC — Director's Dealing 2011
Feb 10, 2011
29928_dirs_2011-02-10_6aa8eacc-4c71-4f66-8a6f-c89b814b1613.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2011-02-09
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-09 | Common Stock | M | 30000 | $6.68 | Acquired | 30000 | Indirect |
| 2011-02-09 | Common Stock | S | 29400 | $81.9135 | Disposed | 600 | Indirect |
| 2011-02-09 | Common Stock | S | 600 | $82.4567 | Disposed | 0 | Indirect |
| 2011-02-09 | Common Stock | M | 38987 | $6.68 | Acquired | 38987 | Direct |
| 2011-02-09 | Common Stock | S | 24735 | $81.8722 | Disposed | 14252 | Direct |
| 2011-02-09 | Common Stock | S | 14252 | $82.1979 | Disposed | 0 | Direct |
| 2011-02-10 | Common Stock | M | 40079 | $6.68 | Acquired | 40079 | Direct |
| 2011-02-10 | Common Stock | S | 40079 | $81.7883 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-09 | Stock Option | $6.68 | M | 30000 | Disposed | 2013-08-05 | Common Stock (30000) | Indirect |
| 2011-02-09 | Stock Option | $6.68 | M | 38987 | Disposed | 2013-08-05 | Common Stock (38987) | Direct |
| 2011-02-10 | Stock Option | $6.68 | M | 40079 | Disposed | 2013-08-05 | Common Stock (40079) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $81.19 - $82.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.21 - $82.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $81.10 - $82.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.10 - $82.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $81.46 - $82.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.