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Trade Desk, Inc. — Director's Dealing 2017
Feb 14, 2017
30193_dirs_2017-02-14_f8c6fa49-7e7f-4a6a-b027-7f6154b1744c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2016-09-26
Reporting Person: Highwind S.a.r.l (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-26 | Series B Preferred Stock | $ | C | 6993000 | Disposed | Class B Common Stock (2331000) | Direct | |
| 2016-09-20 | Class B Common Stock | $ | C | 2331000 | Acquired | Class A Common Stock (2331000) | Direct |
Footnotes
F1: Each share of Series B Preferred Stock outstanding had no expiration date and automatically converted into one-third of a share of Class B Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.
F2: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.