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Trade Desk, Inc. — Director's Dealing 2016
Dec 28, 2016
30193_dirs_2016-12-28_28331cee-61c4-4ed5-b5ad-c1789f4148eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2016-12-23
Reporting Person: Green Jeffrey Terry (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-23 | Class A Common Stock | A | 36400 | — | Acquired | 36400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Employee Stock Option (Right to Buy) | $33.17 | A | 9333 | Acquired | 2021-12-22 | Class A Common Stock (9333) | Direct |
| 2016-12-23 | Employee Stock Option (Right to Buy) | $30.15 | A | 56567 | Acquired | 2026-12-22 | Class A Common Stock (56567) | Direct |
Footnotes
F1: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2016, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F2: The option was granted on December 23, 2016, with a VCD of December 1, 2016. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 2,042 shares will vest during each of the calendar years 2017, 2018 and 2019 and an aggregate of 3,207 shares will vest during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on December 23, 2016, with a VCD of December 1, 2016. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 14,433 shares will vest during each of the calendar years 2017, 2018 and 2019 and an aggregate of 13,268, shares will vest during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting dates.