Total Return Securities Fund — Director's Dealing 2022

Feb 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2022-02-02

Reporting Person: Dakos Andrew (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-02	Common Stock	P	428	$9.38	Acquired	1428	Indirect
2022-02-03	Common Stock	P	572	$9.31	Acquired	2000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	64	Direct

Footnotes

F1: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.