Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Total Return Securities Fund Director's Dealing 2009

Oct 14, 2009

34335_dirs_2009-10-14_516090e2-ddb0-45ea-8d61-709d2225a0f8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2009-09-29

Reporting Person: HOTTINGER BANK TRUST LTD (Affiliated to Hottinger & Cie.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-09-29 Common Stock P 15000 $12.0357 Acquired 97355 Direct