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TORO CO — Director's Dealing 2019
Mar 20, 2019
30737_dirs_2019-03-20_9016195c-4371-40cc-9dae-68af9aae6718.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TORO CO (TTC)
CIK: 0000737758
Period of Report: 2019-03-19
Reporting Person: Rodier Richard W (VP, Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-19 | Common Stock | M | 4000 | $10.1825 | Acquired | 28395 | Direct |
| 2019-03-19 | Common Stock | S | 4000 | $68.45 | Disposed | 24395 | Direct |
| 2019-03-19 | Common Stock | M | 2000 | $15.88 | Acquired | 26395 | Direct |
| 2019-03-19 | Common Stock | S | 2000 | $68.45 | Disposed | 24395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-19 | Non-Qualified Stock Option | $10.1825 | M | 4000 | Disposed | 2019-12-01 | Common Stock (4000) | Direct |
| 2019-03-19 | Non-Qualified Stock Option | $15.88 | M | 2000 | Disposed | 2020-12-08 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2697.131 | Indirect |
| Performance Share Units | 4791.542 | Direct |
Footnotes
F1: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 10.034 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less non-discretionary administrative fees; and 60.273 shares acquired through issuer annual investment fund contributions to the IS&ESOP.
F2: Includes 18.494 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan.
F3: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009.
F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.