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TORO CO — Director's Dealing 2018
Dec 7, 2018
30737_dirs_2018-12-07_95c781f5-00e0-4aff-8b24-8dac4d978273.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TORO CO (TTC)
CIK: 0000737758
Period of Report: 2018-12-04
Reporting Person: Christy Jody M (Vice President, BOSS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2512.722 | Direct |
| Common Stock | 205.476 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $31.09 | 2025-01-05 | Common Stock (544) | Direct | |
| Non-Qualified Stock Option | $38.82 | 2025-12-04 | Common Stock (1088) | Direct | |
| Non-Qualified Stock Option | $38.82 | 2025-12-04 | Common Stock (1630) | Direct | |
| Non-Qualified Stock Option | $56.54 | 2026-12-09 | Common Stock (4900) | Direct | |
| Non-Qualified Stock Option | $65.93 | 2027-12-08 | Common Stock (4100) | Direct | |
| Restricted Stock Units | $ | Common Stock (176.646) | Direct | ||
| Restricted Stock Units | $ | Common Stock (60.267) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1237.309) | Direct |
Footnotes
F1: The option vested in three equal annual installments commencing on January 5, 2016, which was the first anniversary of the date of grant.
F2: The option vested in three equal annual installments commencing on December 4, 2016, which was the first anniversary of the date of grant.
F3: The option vested in full on December 4, 2018, which was the third anniversary of the date of grant.
F4: The option vests in three equal annual installments commencing on December 9, 2017, which is the first anniversary of the date of grant.
F5: The option vests in three equal annual installments commencing on December 8, 2018, which is the first anniversary of the date of grant.
F6: The restricted stock units and related dividend equivalents vested and became non-forfeitable in full on December 4, 2018, which was the third anniversary of the date of grant.
F7: Each restricted stock unit represents a contingent right to receive one share of Toro common stock.
F8: The restricted stock units and related dividend equivalents vested and became non-forfeitable in three equal annual installments commencing on December 4, 2016, which was the first anniversary of the date of grant.
F9: The restricted stock units and related dividend equivalents vest and become non-forfeitable in full on June 15, 2019, which is the third anniversary of the date of grant.