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TORO CO — Director's Dealing 2016
Oct 18, 2016
30737_dirs_2016-10-18_6fd029d1-fee9-43be-bd54-ee774db26122.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TORO CO (TTC)
CIK: 0000737758
Period of Report: 2016-10-12
Reporting Person: HAMILTON BRADLEY A (VP & GM, Commercial)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1033.766 | Direct |
| Common Stock | 766.772 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $7.155 | 2018-12-03 | Common Stock (6180) | Direct | |
| Non-Qualified Stock Option | $10.1825 | 2019-12-01 | Common Stock (6060) | Direct | |
| Non-Qualified Stock Option | $15.88 | 2020-12-08 | Common Stock (3340) | Direct | |
| Non-Qualified Stock Option | $15.88 | 2020-12-08 | Common Stock (3340) | Direct | |
| Non-Qualified Stock Option | $14.1125 | 2021-12-07 | Common Stock (3480) | Direct | |
| Non-Qualified Stock Option | $21.03 | 2022-12-11 | Common Stock (2600) | Direct | |
| Non-Qualified Stock Option | $29.75 | 2023-12-06 | Common Stock (1940) | Direct | |
| Non-Qualified Stock Option | $29.75 | 2023-12-06 | Common Stock (1940) | Direct | |
| Non-Qualified Stock Option | $31.375 | 2024-12-05 | Common Stock (2230) | Direct | |
| Non-Qualified Stock Option | $38.82 | 2025-12-04 | Common Stock (10800) | Direct | |
| Restricted Stock Units | $ | Common Stock (158.03) | Direct | ||
| Restricted Stock Units | $ | Common Stock (70.702) | Direct | ||
| Restricted Stock Units | $ | Common Stock (207.93) | Direct |
Footnotes
F1: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.
F2: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009.
F3: The option vested in full on the third anniversary of the date of grant, which was December 8, 2010.
F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.
F5: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.
F6: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 11, 2012.
F7: The option vests in full on the third anniversary of the date of grant, which was December 6, 2013.
F8: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 6, 2013.
F9: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 5, 2014.
F10: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 4, 2015.
F11: The restricted stock units vest and become non-forfeitable in three equal annual installments commencing on December 5, 2015, which is the first anniversary of the date of grant.
F12: Each restricted stock unit represents a contingent right to receive one share of Toro common stock.
F13: The restricted stock units vest and become non-forfeitable in three equal annual installments commencing on December 6, 2014, which was the first anniversary of the date of grant.
F14: The restricted stock units vest and become non-forfeitable in full on December 6, 2016, which is the third anniversary of the date of grant.