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TORO CO — Director's Dealing 2012
Nov 5, 2012
30737_dirs_2012-11-05_9ca49fbb-46d9-4dc5-bdd9-4da3dc2da954.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TORO CO (TTC)
CIK: 0000737758
Period of Report: 2012-11-01
Reporting Person: ETTINGER JEFFREY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-01 | Common Stock | A | 1128 | — | Acquired | 6681.243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Non-Qualified Stock Option | $43.11 | A | 3421 | Acquired | 2022-11-01 | Common Stock (3421) | Direct |
Footnotes
F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2010 Equity and Incentive Plan, as amended (the "2010 Plan").
F2: On June 29, 2012, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 2,742.790 additional shares of common stock. Also includes 67.633 post-split shares of common stock acquired by the reporting person under The Toro Company Dividend Reinvestment Plan since the date of his last report. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split.
F3: Annual option grant for service as a non-employee director issued under the 2010 Plan.
F4: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.