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TOMPKINS FINANCIAL CORP — Director's Dealing 2019
Nov 5, 2019
32217_dirs_2019-11-05_3d7b548f-7ce8-48c3-b445-38325f33dbdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2019-07-29
Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-29 | Common Stock | G | 126 | $80.52 | Disposed | 21802.699 | Direct |
| 2019-11-01 | Common Stock | P | 1.134 | $88.20 | Acquired | 15.611 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4520.609 | Indirect |
| Common Stock | 2837.783 | Indirect |
Footnotes
F1: Bona fide gift to Charitable Gift Account
F2: Includes shares acquired through reinvestment of quarterly dividends.
F3: Purchase of shares as gift for grandchild for whom reporting person is Custodian.
F4: Includes shares acquired through profit sharing or 401K contributions.
F5: Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.
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