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TOMPKINS FINANCIAL CORP — Director's Dealing 2015
Apr 20, 2015
32217_dirs_2015-04-20_546cadc9-f3d1-48d2-9e12-fb9a1d5b3589.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2015-04-17
Reporting Person: BOYCE DAVID S (EVP, Pres. & CEO Tompkins Ins.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-17 | Common Stock | M | 1650 | $37.28 | Acquired | 18127 | Direct |
| 2015-04-17 | Common Stock | F | 1134 | $54.29 | Disposed | 16993 | Direct |
| 2015-04-17 | Common Stock | F | 127 | $54.29 | Disposed | 16866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-17 | Incentive Stock Option (Right to Buy) | $37.2727 | M | 1650 | Disposed | 2017-11-29 | Common Stock (1650) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 467.75 | Indirect |
| Common Stock | 1720.1 | Indirect |
Footnotes
F1: Shares withheld for Option Cost
F2: Shares withheld for taxes.
F3: Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.
F4: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
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