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TOMPKINS FINANCIAL CORP Director's Dealing 2015

Apr 20, 2015

32217_dirs_2015-04-20_546cadc9-f3d1-48d2-9e12-fb9a1d5b3589.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2015-04-17

Reporting Person: BOYCE DAVID S (EVP, Pres. & CEO Tompkins Ins.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-04-17 Common Stock M 1650 $37.28 Acquired 18127 Direct
2015-04-17 Common Stock F 1134 $54.29 Disposed 16993 Direct
2015-04-17 Common Stock F 127 $54.29 Disposed 16866 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-04-17 Incentive Stock Option (Right to Buy) $37.2727 M 1650 Disposed 2017-11-29 Common Stock (1650) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 467.75 Indirect
Common Stock 1720.1 Indirect

Footnotes

F1: Shares withheld for Option Cost

F2: Shares withheld for taxes.

F3: Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.

F4: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.