TOMPKINS FINANCIAL CORP — Director's Dealing 2013

Jul 26, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-07-24

Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-07-24	Common Stock	M	5814	$37.28	Acquired	15068	Direct
2013-07-24	Common Stock	F	4443	$48.79	Disposed	10625	Direct
2013-07-24	Common Stock	F	448	$48.79	Disposed	10177	Direct
2013-07-24	Common Stock	M	4114	$38.54	Acquired	14291	Direct
2013-07-24	Common Stock	F	3250	$48.79	Disposed	11041	Direct
2013-07-24	Common Stock	F	282	$48.79	Disposed	10759	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-07-24	Non-qualified Stock Option (Right to Buy)	$37.2727	M	5814	Disposed	2017-11-29	Common Stock (5814)	Direct
2013-07-24	Non-qualified Stock Option (Right to Buy)	$38.5364	M	4114	Disposed	2016-01-23	Common Stock (4114)	Direct

Footnotes

F1: Shares withheld for option cost.

F2: Shares withheld for taxes

F3: Shares withheld for taxes.

F4: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.