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TOMPKINS FINANCIAL CORP — Director's Dealing 2013
Feb 1, 2013
32217_dirs_2013-02-01_f0366982-55e5-4d79-8efe-aeca56d15b8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-01-30
Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-30 | Common Stock | M | 2996 | $35.7636 | Acquired | 5498 | Direct |
| 2013-01-30 | Common Stock | F | 2517 | $42.59 | Disposed | 2981 | Direct |
| 2013-01-30 | Common Stock | M | 1997 | $35.6818 | Acquired | 4978 | Direct |
| 2013-01-30 | Common Stock | F | 1674 | $42.59 | Disposed | 3304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-30 | Incentive Stock Option (Right to Buy) | $35.7636 | M | 2996 | Disposed | 2014-05-03 | Common Stock (2996) | Direct |
| 2013-01-30 | Incentive Stock Option (Right to Buy) | $35.6818 | M | 1997 | Disposed | 2013-09-16 | Common Stock (1997) | Direct |
Footnotes
F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
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