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TOMPKINS FINANCIAL CORP Director's Dealing 2013

Feb 1, 2013

32217_dirs_2013-02-01_f0366982-55e5-4d79-8efe-aeca56d15b8f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-01-30

Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-30 Common Stock M 2996 $35.7636 Acquired 5498 Direct
2013-01-30 Common Stock F 2517 $42.59 Disposed 2981 Direct
2013-01-30 Common Stock M 1997 $35.6818 Acquired 4978 Direct
2013-01-30 Common Stock F 1674 $42.59 Disposed 3304 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-30 Incentive Stock Option (Right to Buy) $35.7636 M 2996 Disposed 2014-05-03 Common Stock (2996) Direct
2013-01-30 Incentive Stock Option (Right to Buy) $35.6818 M 1997 Disposed 2013-09-16 Common Stock (1997) Direct

Footnotes

F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.