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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
May 25, 2012
32217_dirs_2012-05-25_d54a1d6e-4044-45ac-940a-a44d80d4b3bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-05-25
Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-25 | Common Stock | M | 8785 | $29.30 | Acquired | 13221 | Direct |
| 2012-05-25 | Common Stock | F | 6946 | $37.06 | Disposed | 6044 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-25 | Incentive Stock Option (Right to Buy) | $29.30 | M | 8785 | Disposed | 2012-09-30 | Common Stock (8785) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4669 | Indirect |
Footnotes
F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
F2: Reflects all 401K/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.
F3: Shares allocated to the reporting person's 401K/ESOP were reported in the Form 5 filed 2/15/2012 as being held directly. The ownership of those shares is now reflected as being held indirectly, and the reporting person's holdings in Column 5 of this report have been updated to reflect the nature of beneficial ownership of these shares.