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TITOMIC LIMITED Major Shareholding Notification 2020

Sep 24, 2020

65963_rns_2020-09-24_edecc54b-0263-464f-82fc-14e3ff1d86dc.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme TITOMIC LIMITED ACN/ARSN ACN 602 793 644

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 22-Sep-2020 The previous notice was given to the company on 28-Sep-2020 The previous notice was dated 28-Sep-2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities(4) Previous Notice Present Notice
Person's votes Voting power (5) Person's votes Voting power (5)
Common Stock 12,763,000 8.33% 15,037,000 9.81%

3. Changes in relevant interests

Date of change Person whose
relevant interest
changed
Nature of change
(6)
Consideration given
in relation to
change(7)
Class and number
of securities
affected
Person's votes
affected
18-Sep-20 Credit Suisse AG,
Dublin branch
Stock borrowed
under Master prime
brokerage
agreement
Refer to Annexure
A of Notice
758,000 Common
Stock
758,000
21-Sep-20 Credit Suisse AG,
Dublin branch
Stock borrowed
under Master prime
brokerage
agreement
Refer to Annexure
A of Notice
758,000 Common
Stock
758,000
22-Sep-20 Credit Suisse AG,
Dublin branch
Stock borrowed
under Master prime
brokerage
agreement
Refer to Annexure
A of Notice
758,000 Common
Stock
758,000

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
Credit Suisse AG,
Dublin Branch
CS Third Nominees
Pty Limited (ACN
007 053 849)
Credit Suisse AG,
Dublin Branch
Holder of securities
subject to an
obligation to return
under a securities
lendingagreement
15,037,000
Common Stock
15,037,000

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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007
053 849)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse AG,Dublin Branch Kilmore House,Park lane,Spencer Dock,Dublin 1,Ireland
Signature
print name
sign here
Winston Loke
capacity
Authorised Signatory
date
25-Sep-2020

==> picture [69 x 26] intentionally omitted <==

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Annexure "A"

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature
print name
sign here
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke
capacity
Authorised Signatory
date
25-Sep-2020

==> picture [69 x 27] intentionally omitted <==

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Prescribed information

Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and
CGS-CIMBS (S) PTE LTD
Transfer date 22-Sep-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

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