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TIPTREE INC. — Director's Dealing 2016
Jan 6, 2016
32340_dirs_2016-01-06_ce34433b-adc0-411c-b384-eada12946988.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2016-01-04
Reporting Person: Smith Bradley E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Class A common Stock | A | 1332 | $0.00 | Acquired | 18802 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common Stock | 63738 | Indirect |
Footnotes
F1: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.
F2: The reporting person is a principal of Kahala Capital Advisors LLC. The number of shares reflects a total which is greater than the reporting person's pecuniary interest. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
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