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TIPTREE INC. Director's Dealing 2016

Jan 6, 2016

32340_dirs_2016-01-06_ce34433b-adc0-411c-b384-eada12946988.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2016-01-04

Reporting Person: Smith Bradley E. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-04 Class A common Stock A 1332 $0.00 Acquired 18802 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A common Stock 63738 Indirect

Footnotes

F1: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2: The reporting person is a principal of Kahala Capital Advisors LLC. The number of shares reflects a total which is greater than the reporting person's pecuniary interest. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.