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TIMKEN CO — Director's Dealing 2014
Feb 14, 2014
30986_dirs_2014-02-14_75e69f56-9bff-4e4c-9414-1d5d81546653.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TIMKEN CO (TKR)
CIK: 0000098362
Period of Report: 2014-02-14
Reporting Person: Fracassa Philip D. (CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15305 | Direct |
| Common Stock (Restricted) | 10325 | Direct |
| Common Stock | 2925 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $30.7 | 2018-02-04 | Common Stock (7500.0) | Direct | |
| Employee Stock Option (right to buy) | $22.67 | 2020-02-08 | Common Stock (10000.0) | Direct | |
| Employee Stock Option (right to buy) | $49.91 | 2021-02-08 | Common Stock (5600.0) | Direct | |
| Employee Stock Option (right to buy) | $51.76 | 2022-02-09 | Common Stock (6000.0) | Direct | |
| Employee Stock Option (right to buy) | $56.27 | 2023-02-07 | Common Stock (4500.0) | Direct | |
| Employee Stock Option (right to buy) | $57.1 | 2024-02-13 | Common Stock (19400.0) | Direct | |
| Restricted Share Unit | $0.0 | 2017-02-13 | Common Stock (7900.0) | Direct |
Footnotes
F1: Includes: (a) August 6, 2012 grant of 10,000 Restricted Shares, subject to forfeiture under certain specified circumstances, that vest 100% on August 6, 2017 and (b) grant of 325 Restricted Shares in 2010 and 2011 that are subject to vesting in 25 percent annual increments from the date of grant.
F2: The option became exercisable in annual 25 percent increments beginning on February 4, 2009.
F3: The option became exercisable in annual 25 percent increments beginning on February 8, 2011.
F4: The option became exercisable in annual 25 percent increments beginning on February 8, 2012.
F5: The option became exercisable in annual 25 percent increments beginning on February 9, 2013.
F6: The option became exercisable in annual 25 percent increments beginning on February 7, 2014.
F7: The option will become exercisable in annual 25 percent increments beginning on February 13, 2015.
F8: Grant of Restricted Share Units that vest 100% on February 13, 2017.