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Tilray Brands, Inc. — Director's Dealing 2019
Dec 4, 2019
31988_dirs_2019-12-03_c40a5cb3-ea81-4356-86c2-379469052087.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2019-12-01
Reporting Person: St.Clare Christine (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-01 | Class 2 Common Stock | M | 2188 | — | Acquired | 9125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-01 | Restricted Stock Units | $ | M | 2188 | Disposed | Class 2 Common Stock (2188) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.
F2: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.