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TILLY'S, INC. — Director's Dealing 2023
Jun 30, 2023
34528_dirs_2023-06-30_2ea9b55f-1457-4ea2-9a8f-b90861624193.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TILLY'S, INC. (TLYS)
CIK: 0001524025
Period of Report: 2023-06-28
Reporting Person: Fund 1 Investments, LLC (N/A)
Reporting Person: Pleasant Lake Onshore Feeder Fund LP (N/A)
Reporting Person: Pleasant Lake Partners LLC (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-28 | Class A Common Stock | P | 5000 | $6.8438 | Acquired | 4150507 | Indirect |
| 2023-06-30 | Class A Common Stock | P | 15000 | $7.0033 | Acquired | 4165507 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1559510 | Indirect |
| Class A Common Stock | 633466 | Indirect |
Footnotes
F1: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Shares held for the account of the PL Fund.
F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").
F4: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").