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TILLY'S, INC. — Director's Dealing 2015
Mar 24, 2015
34528_dirs_2015-03-23_e41256dd-212f-4809-8b1b-ed42b1e92caa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TILLY'S, INC. (TLYS)
CIK: 0001524025
Period of Report: 2015-03-19
Reporting Person: ANKER-MORRIS DEBBIE (VP & GEN MERCHANDISING MGR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-19 | CLASS A COMMON STOCK | M | 20000 | $8.98 | Acquired | 20000 | Direct |
| 2015-03-19 | CLASS A COMMON STOCK | S | 20000 | $15.00 | Disposed | 0 | Direct |
| 2015-03-20 | CLASS A COMMON STOCK | M | 20000 | $8.98 | Acquired | 20000 | Direct |
| 2015-03-20 | CLASS A COMMON STOCK | S | 20000 | $16.00 | Disposed | 0 | Direct |
| 2015-03-23 | CLASS A COMMON STOCK | A | 25000 | $0.00 | Acquired | 25000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-19 | STOCK OPTION (RIGHT TO BUY) | $8.98 | M | 20000 | Disposed | 2017-08-27 | CLASS A COMMON STOCK (20000) | Direct |
| 2015-03-20 | STOCK OPTION (RIGHT TO BUY) | $8.98 | M | 20000 | Disposed | 2017-08-27 | CLASS A COMMON STOCK (20000) | Direct |
Footnotes
F1: Exercise and sale of Class A Common Stock pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 26, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The option is fully vested and is exercisable.
F3: Includes 25,000 shares of Class A Common Stock awarded under a restricted stock unit agreement. The shares subject to the award are scheduled to vest over a four year period, with 25% of the shares vesting one year from the grant date and 25% of the shares vesting on each succeeding anniversary until all shares have vested.