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TILLY'S, INC. — Director's Dealing 2013
Sep 12, 2013
34528_dirs_2013-09-11_80cf8087-cc91-49d9-b831-c2bc08b5623b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TILLY'S, INC. (TLYS)
CIK: 0001524025
Period of Report: 2013-09-09
Reporting Person: LANGSDORF WILLIAM (SVP & CHIEF FINANCIAL OFCR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | CLASS A COMMON STOCK | M | 11500 | $8.98 | Acquired | 11500 | Direct |
| 2013-09-09 | CLASS A COMMON STOCK | S | 11500 | $13.8100 | Disposed | 0 | Direct |
| 2013-09-10 | CLASS A COMMON STOCK | M | 6400 | $8.98 | Acquired | 6400 | Direct |
| 2013-09-10 | CLASS A COMMON STOCK | S | 6400 | $13.9043 | Disposed | 0 | Direct |
| 2013-09-11 | CLASS A COMMON STOCK | M | 15500 | $8.98 | Acquired | 15500 | Direct |
| 2013-09-11 | CLASS A COMMON STOCK | S | 15500 | $13.81 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | STOCK OPTION (RIGHT TO BUY) | $8.98 | M | 11500 | Disposed | 2017-08-27 | CLASS A COMMON STOCK (11500) | Direct |
| 2013-09-10 | STOCK OPTION (RIGHT TO BUY) | $8.98 | M | 6400 | Disposed | 2017-08-27 | CLASS A COMMON STOCK (6400) | Direct |
| 2013-09-11 | STOCK OPTION (RIGHT TO BUY) | $8.98 | M | 15500 | Disposed | 2017-08-27 | CLASS A COMMON STOCK (15500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| CLASS A COMMON STOCK | 5000 | Indirect |
Footnotes
F1: The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $14.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.71 to $13.9925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $14.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.