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TherapeuticsMD, Inc. Director's Dealing 2021

Mar 9, 2021

35134_dirs_2021-03-08_b43c3b37-ac7e-49ca-a0aa-bab839b65bcb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2021-03-04

Reporting Person: Finizio Robert G (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-04 Common Stock X 179000 $0.2444 Acquired 18580964 Direct
2021-03-04 Common Stock F 29964 $1.46 Disposed 18551000 Direct
2021-03-05 Common Stock G 350000 Disposed 18201000 Direct
2020-02-28 Common Stock G 300000 Disposed 17901000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-04 Warrants (right to buy) $0.2444 X 179000 Disposed 2021-03-06 Common Stock (179000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2000000 Indirect

Footnotes

F1: On March 4, 2021, the reporting person exercised a warrant to purchase 179,000 shares of issuer common stock for $0.2444 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 29,964 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 149,036 shares.

F2: The reported securities are owned by Robert Finizio Revocable Trust. Includes 1,004,941 shares previously reported as indirectly owned by the reporting person's Grantor-Retained Annuity Trust.

F3: The warrant vested quarterly in eight equal installments commencing June 30, 2011, becoming fully-vested on March 31, 2013.