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TherapeuticsMD, Inc. — Director's Dealing 2021
Mar 9, 2021
35134_dirs_2021-03-08_b43c3b37-ac7e-49ca-a0aa-bab839b65bcb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2021-03-04
Reporting Person: Finizio Robert G (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Stock | X | 179000 | $0.2444 | Acquired | 18580964 | Direct |
| 2021-03-04 | Common Stock | F | 29964 | $1.46 | Disposed | 18551000 | Direct |
| 2021-03-05 | Common Stock | G | 350000 | — | Disposed | 18201000 | Direct |
| 2020-02-28 | Common Stock | G | 300000 | — | Disposed | 17901000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Warrants (right to buy) | $0.2444 | X | 179000 | Disposed | 2021-03-06 | Common Stock (179000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000000 | Indirect |
Footnotes
F1: On March 4, 2021, the reporting person exercised a warrant to purchase 179,000 shares of issuer common stock for $0.2444 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 29,964 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 149,036 shares.
F2: The reported securities are owned by Robert Finizio Revocable Trust. Includes 1,004,941 shares previously reported as indirectly owned by the reporting person's Grantor-Retained Annuity Trust.
F3: The warrant vested quarterly in eight equal installments commencing June 30, 2011, becoming fully-vested on March 31, 2013.