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TherapeuticsMD, Inc. — Director's Dealing 2021
Aug 13, 2021
35134_dirs_2021-08-12_dc8ee534-0080-4494-bdd4-f1867e4e021e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2021-08-10
Reporting Person: DArecca James (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | M | 217167 | — | Acquired | 217167 | Direct |
| 2021-08-12 | Common Stock | S | 93337 | $0.87 | Disposed | 123830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Restricted Stock Units | $0 | M | 217167 | Disposed | Common Stock (217167) | Direct |
Footnotes
F1: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.
F2: The reported securities represent shares of issuer common stock sold upon settlement to satisfy tax obligations.
F3: This transaction was executed in multiple trades at prices ranging from $0.87 to $0.88. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.
F5: The RSUs vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.