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TherapeuticsMD, Inc. — Director's Dealing 2021
Oct 1, 2021
35134_dirs_2021-10-01_f0655a10-6824-400c-b7ff-85a30375f835.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TherapeuticsMD, Inc. (TXMD)
CIK: 0000025743
Period of Report: 2021-09-29
Reporting Person: Donegan Michael C (CAO and VP of Finance)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-29 | Restricted Stock Units | $0.00 | A | 38954 | Acquired | Common Stock (38954) | Direct | |
| 2021-09-29 | Non-Qualified Stock Option (right to buy) | $5.01 | J | 50000 | Disposed | 2024-07-09 | Common Stock (50000) | Direct |
| 2021-09-29 | Non-Qualified Stock Option (right to buy) | $8.92 | J | 100000 | Disposed | 2025-12-17 | Common Stock (100000) | Direct |
| 2021-09-29 | Non-Qualified Stock Option (right to buy) | $6.83 | J | 40000 | Disposed | 2027-03-14 | Common Stock (40000) | Direct |
| 2021-09-29 | Non-Qualified Stock Option (right to buy) | $5.16 | J | 100000 | Disposed | 2028-03-15 | Common Stock (100000) | Direct |
Footnotes
F1: Restricted stock units (RSUs) issued pursuant to the Issuer's stock option exchange program approved by stockholders at the Issuer's 2021 annual meeting (the "Option Exchange Program"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
F2: Subject to the reporting person's continuous service, the RSUs will vest in three equal installments annually, beginning September 29, 2022, becoming fully vested on September 29, 2024.
F3: Stock options exchanged for RSUs pursuant to the Option Exchange Program.
F4: Underlying shares were subject to vesting as follows: 12,500 shares on the first anniversary date of the grant, 12,500 shares on the second anniversary date of the grant, 12,500 shares on the third anniversary date of the grant, and 12,500 shares on the fourth anniversary date of the grant.
F5: Underlying shares were subject to vesting as follows: equal monthly installments over 12 months.
F6: Underlying shares were subject to vesting as follows: 13,333 shares on the first anniversary date of the grant, 13,333 shares on the second anniversary date of the grant, and 13,334 shares on the third anniversary date of the grant.
F7: Underlying shares were subject to vesting as follows: 33,334 shares on the first anniversary date of the grant, 33,333 shares on the second anniversary date of the grant, and 33,333 shares on the third anniversary date of the grant.