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TFS Financial CORP — Director's Dealing 2011
Aug 29, 2011
31194_dirs_2011-08-29_d540ebc6-0e01-4c11-988b-d07e2947b983.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TFS Financial CORP (TFSL)
CIK: 0001381668
Period of Report: 2011-08-25
Reporting Person: Huml Paul J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-25 | Common Stock | S | 5364 | $8.87 | Disposed | 16636 | Direct |
| 2011-08-29 | Common Stock | S | 1636 | $8.86 | Disposed | 15000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 35503 | Indirect |
| Common Stock | 225 | Indirect |
| Common Stock | 4700 | Indirect |
| Common Stock | 3746 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.74 | 2018-08-10 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2: As reported on Form 4 filed 8/13/2008, the reporting person received options to purchase 50,000 shares, which vest in three equal annual installments beginning on August 11, 2011.
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