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TETRA TECHNOLOGIES INC — Director's Dealing 2018
Apr 13, 2018
32621_dirs_2018-04-13_e8be01d7-682a-493b-b967-733cdd06b726.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: TETRA TECHNOLOGIES INC (TTI)
CIK: 0000844965
Period of Report: 2017-05-05
Reporting Person: FUNKE JAMES H (N/A)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $21.10 | 2018-05-20 | Common Stock (35000.00) | Direct | |
| Stock Options (Right to buy) | $13.00 | 2021-05-20 | Common Stock (9231.00) | Direct | |
| Stock Options (Right to buy) | $11.16 | 2024-05-20 | Common Stock (9317.00) | Direct | |
| Stock Options (Right to buy) | $10.30 | 2023-05-20 | Common Stock (9711.00) | Direct | |
| Stock Options (Right to buy) | $10.20 | 2020-05-20 | Common Stock (9800.00) | Direct | |
| Stock Options (Right to buy) | $7.15 | 2025-05-04 | Common Stock (23820.00) | Direct | |
| Stock Options (Right to buy) | $7.14 | 2026-05-02 | Common Stock (24057.00) | Direct | |
| Stock Options (Right to buy) | $6.81 | 2022-05-20 | Common Stock (13175.00) | Direct | |
| Stock Options (Right to buy) | $4.51 | 2027-02-22 | Common Stock (44118.00) | Direct | |
| Stock Options (Right to buy) | $3.78 | 2019-02-12 | Common Stock (35000.00) | Direct |
Footnotes
F1: This amendment is being filed to correct the Derivative holdings of the reporting person. These holdings were inadvertently omitted from the original Form 3, filed May 5, 2017.
F10: This stock option award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2018, and the remaining stock options will vest in monthly installments thereafter until February 22, 2020.
F11: This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Equity Incentive Compensation Plan. Thirty-three percent (33%) of the award vested on February 12, 2010, and the remaining stock options vested in monthly installments thereafter until February 12, 2012.
F2: This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Equity Incentive Compensation Plan. Twenty percent (20%) of the award vested on May 20, 2009, and the remaining stock options vested in monthly installments thereafter until May 20, 2013.
F3: This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2012, and the remaining stock options vested in monthly installments thereafter until May 20, 2014.
F4: This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2015, and the remaining stock options vested in monthly installments thereafter until May 20, 2017.
F5: This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2014, and the remaining stock options vested in monthly installments thereafter until May 20, 2016.
F6: This stock option award was granted pursuant to the TETRA Technologies, Inc. 2007 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2011, and the remaining stock options vested in monthly installments thereafter until May 20, 2013.
F7: This stock option award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 4, 2016, and the remaining stock options will vest in monthly installments thereafter until May 4, 2018.
F8: This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Long Term Incentive Compensation Plan. One-third of the award vested on May 2, 2017, and the remaining stock options will vest in monthly installments thereafter until May 2, 2019.
F9: This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2013, and the remaining stock options vested in monthly installments thereafter until May 20, 2015.