Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TETRA TECHNOLOGIES INC Director's Dealing 2018

Aug 23, 2018

32621_dirs_2018-08-23_4a98f7a8-7854-460f-81d4-393e560669b8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TETRA TECHNOLOGIES INC (TTI)
CIK: 0000844965
Period of Report: 2018-08-21

Reporting Person: FUNKE JAMES H (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-21 Common Stock M 35000.00 $3.78 Acquired 88592.00 Direct
2018-08-21 Common Stock S 35000.00 $5.0131 Disposed 53592.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-21 Stock Option (Right to Buy) $3.78 M 35000.00 Disposed 2019-02-12 Common Stock (35000.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14036.00 Indirect
Common Stock 47161.00 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.98 to $5.041 inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Rounded. Reflects shares held for the Reporting Person's account by the Trustee of TETRA Technologies, Inc. 401(k) Retirement Plan as of June 30, 2018.

F3: These shares are held in a trust for the benefit of the reporting person and the reporting person's spouse and children. The reporting person and his spouse are co-trustees of the trust..

F4: Vests 11,666 share(s) on 12-Feb-2010, 972 share(s) on 12-Mar-2010, 973 share(s) on 12-Apr-2010, 972 share(s) on 12-May-2010, 972 share(s) on 12-Jun-2010, 972 share(s) on 12-Jul-2010, 973 share(s) on 12-Aug-2010, 972 share(s) on 12-Sep-2010, 972 share(s) on 12-Oct-2010, 972 share(s) on 12-Nov-2010, 972 share(s) on 12-Dec-2010, 973 share(s) on 12-Jan-2011, 972 share(s) on 12-Feb-2011, 972 share(s) on 12-Mar-2011, 972 share(s) on 12-Apr-2011, 973 share(s) on 12-May-2011, 972 share(s) on 12-Jun-2011, 972 share(s) on 12-Jul-2011, 972 share(s) on 12-Aug-2011, 973 share(s) on 12-Sep-2011, 972 share(s) on 12-Oct-2011, 972 share(s) on 12-Nov-2011, 972 share(s) on 12-Dec-2011, 972 share(s) on 12-Jan-2012, 973 share(s) on 12-Feb-2012