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TETRA TECH INC — Director's Dealing 2020
Nov 20, 2020
30629_dirs_2020-11-20_6bc1faf8-30ec-47c7-b993-40c029c44e79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-18
Reporting Person: Argus Roger R (SVP, Government Services Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-18 | COMMON STOCK | M | 1395 | $47.95 | Acquired | 3711 | Direct |
| 2020-11-18 | COMMON STOCK | S | 1395 | $125.2401 | Disposed | 2316 | Direct |
| 2020-11-18 | COMMON STOCK | M | 539 | — | Acquired | 2855 | Direct |
| 2020-11-18 | COMMON STOCK | M | 582 | — | Acquired | 3437 | Direct |
| 2020-11-18 | COMMON STOCK | A | 6878 | — | Acquired | 10315 | Direct |
| 2020-11-18 | COMMON STOCK | F | 4890 | $122 | Disposed | 5425 | Direct |
| 2020-11-19 | COMMON STOCK | S | 4164 | $120.9834 | Disposed | 1261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | STOCK OPTION (RIGHT TO BUY) | $47.95 | M | 1395 | Disposed | 2027-11-17 | COMMON STOCK (1395.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 539 | Disposed | 2022-11-18 | COMMON STOCK (539.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 582 | Disposed | 2023-11-18 | COMMON STOCK (582.0) | Direct |
| 2020-11-19 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | A | 2295 | Acquired | 2024-11-19 | COMMON STOCK (2295.0) | Direct |
Footnotes
F1: Shares automatically acquired upon the vesting of restricted stock units (RSUs).
F2: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F3: Represents the combined number of shares withheld to pay the related tax liability on a total of 6,878 performance stock units (PSUs) and 1,771 restricted stock units (RSUs) which vested on 11/18/2020.
F4: $120.9834 is an average price. Shares were sold at prices ranging from $120.96 to $121.08 per share.
F5: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.
F6: The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each of anniversary of that date until the RSUs are fully vested.
F7: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F8: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.