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TETRA TECH INC — Director's Dealing 2020
Nov 20, 2020
30629_dirs_2020-11-20_94b6c1f5-9315-4a9e-9b23-59dbb91c3654.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-18
Reporting Person: BATRACK DAN L (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-18 | COMMON STOCK | M | 43463 | $47.95 | Acquired | 265870 | Direct |
| 2020-11-18 | COMMON STOCK | M | 15649 | $40.80 | Acquired | 281519 | Direct |
| 2020-11-18 | COMMON STOCK | S | 59112 | $123.7636 | Disposed | 222407 | Direct |
| 2020-11-18 | COMMON STOCK | M | 5308 | — | Acquired | 227715 | Direct |
| 2020-11-18 | COMMON STOCK | M | 4277 | — | Acquired | 231992 | Direct |
| 2020-11-18 | COMMON STOCK | A | 71428 | — | Acquired | 303420 | Direct |
| 2020-11-18 | COMMON STOCK | F | 48695 | $122 | Disposed | 254725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | STOCK OPTION (RIGHT TO BUY) | $47.95 | M | 43463 | Disposed | 2027-11-17 | COMMON STOCK (43463.0) | Direct |
| 2020-11-18 | STOCK OPTION (RIGHT TO BUY) | $40.8 | M | 15649 | Disposed | 2026-11-18 | COMMON STOCK (15649.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 5308 | Disposed | 2022-11-18 | COMMON STOCK (5308.0) | Direct |
| 2020-11-18 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | M | 4277 | Disposed | 2023-11-21 | COMMON STOCK (4277.0) | Direct |
| 2020-11-19 | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.0 | A | 13115 | Acquired | 2024-11-19 | COMMON STOCK (13115.0) | Direct |
Footnotes
F1: $123.7636 is an average price. Shares were sold at prices ranging from $121.91 to $127.03 per share.
F2: Shares automatically acquired upon the vesting of restricted stock units (RSUs).
F3: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
F4: Represents the combined number of shares withheld to pay the related tax liability on a total of 71,428 performance stock units (PSUs) and 18,776 restricted stock units (RSUs) which vested on 11/18/2020.
F5: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F6: The option granted expires 10 years after the grant date.
F7: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F8: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F9: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.