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TETRA TECH INC Director's Dealing 2020

Nov 20, 2020

30629_dirs_2020-11-20_449d0fd5-1fc4-478d-a336-0e718469db39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2020-11-18

Reporting Person: SHOEMAKER LESLIE L (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-18 COMMON STOCK M 1001 Acquired 67908 Direct
2020-11-18 COMMON STOCK M 815 Acquired 68723 Direct
2020-11-18 COMMON STOCK A 13756 Acquired 82479 Direct
2020-11-18 COMMON STOCK F 9338 $122 Disposed 73141 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-18 RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 M 1001 Disposed 2022-11-18 COMMON STOCK (1001.0) Direct
2020-11-18 RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 M 815 Disposed 2023-11-21 COMMON STOCK (815.0) Direct
2020-11-19 RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 A 2951 Acquired 2024-11-19 COMMON STOCK (2951.0) Direct

Footnotes

F1: Shares automatically acquired upon the vesting of restricted stock units (RSUs).

F2: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.

F3: Represents the combined number of shares withheld to pay the related tax liability on a total of 13.756 performance stock units (PSUs) and 3,538 restricted stock units (RSUs) which vested on 11/18/2020.

F4: The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each of anniversary of that date until the RSUs are fully vested.

F5: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

F6: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.