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TETRA TECH INC — Director's Dealing 2015
Nov 24, 2015
30629_dirs_2015-11-24_34be07e1-5532-4b50-a31a-cb305ac93575.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2015-11-20
Reporting Person: CHU RONALD J (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | COMMON STOCK | D | 2783 | — | Disposed | 29336 | Direct |
| 2015-11-20 | COMMON STOCK | A | 5334 | — | Acquired | 34670 | Direct |
| 2015-11-21 | COMMON STOCK | F | 400 | $27.16 | Disposed | 34270 | Direct |
| 2015-11-22 | COMMON STOCK | A | 1013 | — | Acquired | 35283 | Direct |
| 2015-11-22 | COMMON STOCK | F | 1154 | $27.16 | Disposed | 34129 | Direct |
| 2015-11-22 | COMMON STOCK | F | 309 | $27.16 | Disposed | 33820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | STOCK OPTION (RIGHT TO BUY) | $27.16 | A | 18014 | Acquired | 2025-11-20 | COMMON STOCK (18014) | Direct |
Footnotes
F1: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F2: In accordance with the Executive Compensation Policy, 2,783 shares of restricted stock granted on 11/16/2012 were canceled on 11/20/2015 when certain performance conditions were not achieved.
F3: 5,334 restricted stock units (RSUs) were awarded to the reporting person on November 20, 2015. The RSUs become vested as to 25% of the shares on each anniversary of the grant date.
F4: 400 of the shares underlying RSUs which vested on 11/21/2015 were withheld to pay the related tax liability.
F5: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2015, and 1,013 addtional shares were issued to the reporting person.
F6: 1,154 of the shares underlying restricted stock which vested on 11/22/2015 were withheld to pay the related tax liability.
F7: 309 of the shares underlying RSUs which vested on 11/22/2015 were withheld to pay the related tax liability.