AI assistant
TETRA TECH INC — Director's Dealing 2013
Nov 19, 2013
30629_dirs_2013-11-19_9b97fd4a-e229-4a40-8997-d90ce2f9f5c5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2013-11-16
Reporting Person: BATRACK DAN L (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-16 | COMMON STOCK | M | 4625 | — | Acquired | 160748 | Direct |
| 2013-11-16 | COMMON STOCK | F | 1719 | $28.87 | Disposed | 159029 | Direct |
| 2013-11-18 | COMMON STOCK | M | 30000 | $18.07 | Acquired | 189029 | Direct |
| 2013-11-18 | COMMON STOCK | M | 15000 | $24.56 | Acquired | 204029 | Direct |
| 2013-11-18 | COMMON STOCK | S | 30000 | $28.7585 | Disposed | 174029 | Direct |
| 2031-11-18 | COMMON STOCK | S | 15000 | $28.7585 | Disposed | 159029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-16 | RESTRICTED STOCK UNITS | $0 | M | 4625 | Disposed | 2016-11-16 | COMMON STOCK (4625) | Direct |
| 2013-11-18 | STOCK OPTION | $18.07 | M | 30000 | Disposed | 2014-03-06 | COMMON STOCK (30000) | Direct |
| 2013-11-18 | COMMON STOCK | $24.56 | M | 15000 | Disposed | 2014-01-20 | COMMON STOCK (15000) | Direct |
Footnotes
F1: On November 16, 2013, 4,625 restricted stock units (RSUs) awarded in November 2012 vested. Of the vested RSUs, 1,719 underlying shares were withheld to pay the related tax liability.
F2: The option was fully vested as of March 6, 2013.
F3: The option was fully vested as of September 6, 2005.
F4: On November 16, 2013, 4,625 restricted stock units (RSUs) awarded in November 2012 vested. The shares of common stock into which such vested RSUs converted are reported in Table I of this Form 4.
F5: Represents the conversion upon vesting of restricted stock units into common stock.