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TETRA TECH INC — Director's Dealing 2012
Nov 20, 2012
30629_dirs_2012-11-20_2724a454-7101-498e-b72a-3cfd739424ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2012-11-16
Reporting Person: LEMMON RICHARD A (SENIOR VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-16 | COMMON STOCK | A | 220 | — | Acquired | 17284 | Direct |
| 2012-11-16 | COMMON STOCK | A | 4000 | — | Acquired | 21284 | Direct |
| 2012-11-16 | COMMON STOCK | F | 404 | $24.26 | Disposed | 20880 | Direct |
| 2012-11-16 | COMMON STOCK | F | 485 | $24.26 | Disposed | 20395 | Direct |
| 2012-11-16 | COMMON STOCK | F | 404 | $24.26 | Disposed | 19991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $24.26 | A | 10000 | Acquired | 2020-11-16 | COMMON STOCK (10000) | Direct |
| 2012-11-16 | RESTRICTED STOCK UNITS | $0 | A | 2000 | Acquired | 2016-11-16 | COMMON STOCK (2000) | Direct |
Footnotes
F1: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F2: In accordance with the Executive Compensation Policy, 120% of the installment vested on November 16, 2012 and 220 additional shares were issued to the reporting person.
F3: On November 16, 2012, 1,100 shares of restricted stock granted in November 2011 vested. Of the 1,100 vested shares, 404 shares were withheld to pay the related tax liability.
F4: On November 16, 2012, 1,100 shares of restricted stock granted in November 2010 vested. Of the 1,100 vested shares, 485 shares were withheld to pay the related tax liability.
F5: On November 16, 2012, 1,100 shares of restricted stock granted in November 2009 vested. Of the 1,100 vested shares, 404 shares were withheld to pay the related tax liability.
F6: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F7: The restricted stock units vest in four equal annual installments beginning November 16, 2013.