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TETRA TECH INC — Director's Dealing 2012
Nov 20, 2012
30629_dirs_2012-11-20_c575fb14-4bd4-45e9-b5e7-6f1cc975b381.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2012-11-16
Reporting Person: BATRACK DAN L (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-16 | COMMON STOCK | A | 1666 | — | Acquired | 131714 | Direct |
| 2012-11-16 | COMMON STOCK | A | 37000 | — | Acquired | 168714 | Direct |
| 2012-11-16 | COMMON STOCK | F | 4255 | $24.26 | Disposed | 164459 | Direct |
| 2012-11-16 | COMMON STOCK | F | 4668 | $24.26 | Disposed | 159791 | Direct |
| 2012-11-16 | COMMON STOCK | F | 3668 | $24.26 | Disposed | 156123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $24.26 | A | 102500 | Acquired | 2020-11-16 | COMMON STOCK (102500) | Direct |
| 2012-11-16 | RESTRICTED STOCK UNITS | $0 | A | 18500 | Acquired | 2016-11-16 | COMMON STOCK (18500) | Direct |
Footnotes
F1: In accordance with the Executive Compensation Policy, 120% of the installment vested on November 16, 2012 and 1,666 additional shares were issued to the reporting person.
F2: On November 16, 2012, 10,000 shares of restricted stock granted in November 2011 vested. Of the 10,000 vested shares, 4,255 shares were withheld to pay the related tax liability.
F3: On November 16, 2012, 8,333 shares of restricted stock granted in November 2010 vested. Of the 8,333 vested shares, 4,668 shares were withheld to pay the related tax liability.
F4: On November 16, 2012, 10,000 shares of restricted stock granted in November 2009 vested. Of the 10,000 vested shares, 3,668 shares were withheld to pay the related tax liability.
F5: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F6: The restricted stock units vest in four equal annual installments beginning November 16, 2013.
F7: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.