AI assistant
TETRA TECH INC — Director's Dealing 2012
Nov 20, 2012
30629_dirs_2012-11-20_ad23f414-427e-4e8c-8252-94926d5f20ae.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TETRA TECH INC (TTEK)
CIK: 0000831641
Period of Report: 2012-11-16
Reporting Person: CHU RONALD J (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-16 | COMMON STOCK | A | 439 | — | Acquired | 20678 | Direct |
| 2012-11-16 | COMMON STOCK | A | 8350 | — | Disposed | 29028 | Direct |
| 2012-11-16 | COMMON STOCK | F | 1016 | $24.26 | Disposed | 28012 | Direct |
| 2012-11-16 | COMMON STOCK | F | 1460 | $24.26 | Disposed | 26552 | Direct |
| 2012-11-16 | COMMON STOCK | F | 823 | $24.26 | Disposed | 25729 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $24.26 | A | 20875 | Acquired | 2020-11-16 | COMMON STOCK (20875) | Direct |
| 2012-11-16 | RESTRICTED STOCK UNITS | $0 | A | 4175 | Acquired | 2016-11-16 | COMMON STOCK (4175) | Direct |
Footnotes
F1: n accordance with the Executive Compensation Policy, 120% of the installment vested on November 16, 2012 and 439 additional shares were issued to the reporting person.
F2: On November 16, 2012, 2,423 shares of restricted stock granted in November 2011 vested. Of the 2,423 vested shares, 1,016 shares were withheld to pay the related tax liability.
F3: On November 16, 2012, 2,197 shares of restricted stock granted in November 2011 vested. Of the 2,197 vested shares, 1,460 shares were withheld to pay the related tax liability.
F4: On November 16, 2012, 1,961 shares of restricted stock granted in November 2011 vested. Of the 1,961 vested shares, 823 shares were withheld to pay the related tax liability.
F5: The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
F6: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F7: The restricted stock units vest in four equal annual installments beginning November 16, 2013.