AI assistant
Tesla, Inc. — Director's Dealing 2021
Mar 10, 2021
29741_dirs_2021-03-09_4a11d6e4-62da-45cc-9048-068481aa57bb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2021-03-05
Reporting Person: Taneja Vaibhav (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Stock | M | 2250 | $0.0 | Acquired | 18616 | Direct |
| 2021-03-05 | Common Stock | M | 385 | $0.0 | Acquired | 19001 | Direct |
| 2021-03-05 | Common Stock | M | 540 | $0.0 | Acquired | 19541 | Direct |
| 2021-03-05 | Common Stock | M | 363 | $0.0 | Acquired | 19904 | Direct |
| 2021-03-05 | Common Stock | M | 129 | $0.0 | Acquired | 20033 | Direct |
| 2021-03-08 | Common Stock | S | 1844 | $595.08 | Disposed | 18189 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Restricted Stock Unit | $0.0 | M | 385 | Disposed | Common Stock (385) | Direct | |
| 2021-03-05 | Restricted Stock Unit | $0.0 | M | 540 | Disposed | Common Stock (540) | Direct | |
| 2021-03-05 | Restricted Stock Unit | $0.0 | M | 129 | Disposed | Common Stock (129) | Direct | |
| 2021-03-05 | Restricted Stock Unit | $0.0 | M | 363 | Disposed | Common Stock (363) | Direct | |
| 2021-03-05 | Restricted Stock Unit | $0.0 | M | 2250 | Disposed | Common Stock (2250) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2021.
F2: Amount of securities beneficially owned includes 51 shares acquired on February 26, 2021 under the Tesla, Inc. Employee Stock Purchase Plan.
F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F4: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.
F5: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022.
F6: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023.
F7: 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022.
F8: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.