Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Tesla, Inc. Director's Dealing 2021

Apr 6, 2021

29741_dirs_2021-04-05_79d6dfea-af87-4734-aa5a-b562aa1a19db.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-08-18

Reporting Person: Gracias Antonio J. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-18 Common Stock P 70 $377.42 Acquired 1304355 Indirect
2020-08-19 Common Stock P 25 $375.71 Acquired 1304380 Indirect
2020-11-30 Common Stock P 10 $567.6 Acquired 1304390 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2545 Direct

Footnotes

F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs.

F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.

F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.