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Tesla, Inc. — Director's Dealing 2021
Apr 6, 2021
29741_dirs_2021-04-05_509d33f9-4b49-4798-9cd2-1f4d853f6cd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2021-04-01
Reporting Person: Musk Kimbal (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 12000 | $74.17 | Acquired | 611740 | Direct |
| 2021-04-01 | Common Stock | S | 300 | $660.113 | Disposed | 611440 | Direct |
| 2021-04-01 | Common Stock | S | 200 | $660.94 | Disposed | 611240 | Direct |
| 2021-04-01 | Common Stock | S | 693 | $662.431 | Disposed | 610547 | Direct |
| 2021-04-01 | Common Stock | S | 300 | $663.967 | Disposed | 610247 | Direct |
| 2021-04-01 | Common Stock | S | 600 | $667.092 | Disposed | 609647 | Direct |
| 2021-04-01 | Common Stock | S | 1200 | $668.363 | Disposed | 608447 | Direct |
| 2021-04-01 | Common Stock | S | 500 | $669.398 | Disposed | 607947 | Direct |
| 2021-04-01 | Common Stock | S | 300 | $670.413 | Disposed | 607647 | Direct |
| 2021-04-01 | Common Stock | S | 100 | $671.34 | Disposed | 607547 | Direct |
| 2021-04-01 | Common Stock | S | 1000 | $673.344 | Disposed | 606547 | Direct |
| 2021-04-01 | Common Stock | S | 800 | $674.41 | Disposed | 605747 | Direct |
| 2021-04-01 | Common Stock | S | 500 | $675.502 | Disposed | 605247 | Direct |
| 2021-04-01 | Common Stock | S | 300 | $676.257 | Disposed | 604947 | Direct |
| 2021-04-01 | Common Stock | S | 612 | $677.654 | Disposed | 604335 | Direct |
| 2021-04-01 | Common Stock | S | 200 | $678.25 | Disposed | 604135 | Direct |
| 2021-04-01 | Common Stock | S | 100 | $679.88 | Disposed | 604035 | Direct |
| 2021-04-01 | Common Stock | S | 200 | $681.32 | Disposed | 603835 | Direct |
| 2021-04-01 | Common Stock | S | 800 | $682.575 | Disposed | 603035 | Direct |
| 2021-04-01 | Common Stock | S | 1208 | $683.867 | Disposed | 601827 | Direct |
| 2021-04-01 | Common Stock | S | 290 | $684.791 | Disposed | 601537 | Direct |
| 2021-04-01 | Common Stock | S | 300 | $686.167 | Disposed | 601237 | Direct |
| 2021-04-01 | Common Stock | S | 310 | $687.424 | Disposed | 600927 | Direct |
| 2021-04-01 | Common Stock | S | 500 | $688.776 | Disposed | 600427 | Direct |
| 2021-04-01 | Common Stock | S | 587 | $690.057 | Disposed | 599840 | Direct |
| 2021-04-01 | Common Stock | S | 100 | $691.35 | Disposed | 599740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Non-Qualified Stock Option (right to buy) | $74.17 | M | 12000 | Disposed | 2025-06-18 | Common Stock (12000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $659.740 to $660.680, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $660.870 to $661.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $662.010 to $662.990, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $663.610 to $664.390, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $666.650 to $667.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $667.870 to $668.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $668.990 to $669.900, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $670.100 to $671.030, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $672.800 to $673.780, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $674.000 to $674.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $675.100 to $675.900, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $676.110 to $676.410, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $677.150 to $677.910, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $678.150 to $678.350, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $681.180 to $681.460, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.270 to $683.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $683.500 to $684.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $684.610 to $685.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $685.820 to $686.430, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $687.010 to $687.820, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $688.350 to $689.240, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $689.510 to $690.350, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24: This stock option award is a triennial equity award granted pursuant to the Issuer's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary following June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021.