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TEJON RANCH CO — Major Shareholding Notification 2011
Jul 8, 2011
32894_mrq_2011-07-08_615ac821-2bb3-45d9-98e0-9730518f5ab4.zip
Major Shareholding Notification
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SC 13G 1 sch13g.htm SCHEDULE 13G Aletheia Research And Management, Inc.: Schedule 13G - Filed by newsfilecorp.com
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. __)
TEJON RANCH CO. (Name of Issuer)
Common Stock (Title and Class of Securities)
879080109 (CUSIP Number)
June 30, 2011 (Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
| [X] Rule 13d-1(b) |
|---|
| [ ] Rule 13d-1(c) |
| [ ] Rule 13d-1(d) |
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CUSIP No. 879080109 Page 2 of 6 Pages
| 1 | NAMES OF REPORTING PERSONS S.S. OR I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS | |
| --- | --- | --- |
| | ALETHEIA RESEARCH AND MANAGEMENT, INC., IRS number 95-4647814, as general
partner of various limited partnerships and on behalf of various managed
accounts. | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| | (a) [ ] (b) [ ] | |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | California | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH | 5 | SOLE VOTING POWER |
| | | 2,018,269 |
| | 6 | SHARED VOTING POWER |
| | | 0 |
| | 7 | SOLE DISPOSITIVE POWER |
| | | 2,018,269 |
| | 8 | SHARED DISPOSITIVE POWER |
| | | 0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | 2,018,269 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 10.2% | |
| 1 2 | TYPE
OF REPORTING PERSON | |
| | Aletheia Research and Management, Inc.- IA | |
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CUSIP No. 879080109 Page 3 of 6 Pages
| Item 1(a). | Name of Issuer: |
|---|---|
| Tejon Ranch Co. | |
| Item 1(b). | Address of Issuer's Principal Executive |
| Offices: | |
| P.O. Box 1000, Lebec, California 93243 | |
| Item 2(a). | Name of Person Filing: |
| Aletheia Research and Management, Inc. | |
| Item 2(b). | Address of Principal Business Office or, if |
| None, Residence: | |
| 100 Wilshire Boulevard, Suite 1900, Santa | |
| Monica, CA 90401 | |
| Item 2(c). | Citizenship: |
| Not Applicable. | |
| Item 2(d). | Title of Class of Securities: |
| Class A Common Stock | |
| Item 2(e). | CUSIP Number: |
| 879080109 |
ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
| (a) | [ ] | Broker or Dealer registered under Section 15 of
the Act. |
| --- | --- | --- |
| (b) | [ ] | Bank as defined in Section 3(a)(6) of the Act. |
| (c) | [ ] | Insurance Company as defined in Section
3(a)(19) of the Act. |
| (d) | [ ] | Investment Company registered under Section 8
of the Investment Company Act. |
| (e) | [X] | Investment Adviser registered in accordance
with Rule 13d-1(b)(1)(ii)(E). |
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CUSIP No. 879080109 Page 4 of 6 Pages
| (f) | [ ] | Employee Benefit Plan or Endowment Fund in
accordance with Rule 13d-1(b)(1)(ii)(F). |
| --- | --- | --- |
| (g) | [ ] | Parent Holding Company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G). |
| (h) | [ ] | A savings association as defined in Section
3(b) of the Federal Deposit Insurance Act. |
| (i) | [ ] | A church plan that is excluded from the
definition of an investment company under Section 3(c) (14) of the
Investment Company Act of 1940. |
| (j) | [ ] | Group, in accordance with Rule
13d-1(b)(1)(ii)(J). |
| | | If this Statement is filed pursuant to Rule 13d-1(c), check
this box [ ]. |
| Item 4. — (a) | Amount beneficially
owned: 2,018,269 | |
| --- | --- | --- |
| (b) | Percent of Class: 10.2% | |
| (c) | Number of Shares as to
which the person has: | |
| | (i) | Sole power to vote or to direct
the vote: 2,018,269 |
| | (ii) | Shared power to vote or to direct
the vote: 0 |
| | (iii) | Sole power to dispose or to direct
the disposition of: 2,018,269 |
| | (iv) | Shared Power to dispose or to
direct the disposition of: 0 |
- See Disclaimer of Beneficial Ownership
| Item 5. | Ownership of Five Percent or Less of a
Class. |
| --- | --- |
| | If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities,
check the following. [ ]. |
| Item 6 | Ownership of More than Five Percent on
Behalf of Another Person. |
| | Various accounts and funds managed by the
reporting person have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the
securities held in their respective accounts. To the knowledge of the
reporting person, the interest of any one such account does not exceed 5%
of the class of securities. |
| Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company. |
| | Not Applicable. |
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CUSIP No. 879080109 Page 5 of 6 Pages
| Item 8. | Identification and Classification of Members
of the Group. |
| --- | --- |
| | Not Applicable |
| Item 9. | Notice of Dissolution of Group. |
| | Not Applicable. |
| Item 10. | Certification. |
| | By signing below, I certify that, to the best
of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect. |
SIGNATURE
Date: July 8, 2011 ALETHEIA RESEARCH AND MANAGEMENT, INC.
| By: /s/ Peter J. Eichler, Jr. |
|---|
| Name: Peter J. |
| Eichler, Jr. |
| Title: Chief |
| Executive Officer |
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EXHIBIT A
DISCLAIMER OF BENEFICIAL OWNERSHIP
Tejon Ranch Co. Common Stock 2,018,269 shares
Aletheia Research and Management, Inc. (Aletheia) is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, as amended, and serves in such capacity for a number of managed accounts and funds. In its role as an investment advisor or manager, Aletheia possesses investment and/or voting power over the securities of the Issuer as described in this schedule. Aletheia disclaims beneficial ownership of a portion of such securities to the extent that it has no pecuniary interest therein. Accordingly, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any purposes other than Section 13(a) of the Securities Exchange Act of 1934.
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