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TE Connectivity plc — Director's Dealing 2013
Nov 18, 2013
29970_dirs_2013-11-18_d799c4ba-af80-4b3f-86f0-41d85f01f9b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TE Connectivity Ltd. (TEL)
CIK: 0001385157
Period of Report: 2013-11-14
Reporting Person: RESCH ERIC (Sr VP & Chief Tax Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-14 | Common Shares | M | 867.0000 | $0.0000 | Acquired | 19849.0000 | Direct |
| 2013-11-14 | Common Shares | F | 324.0000 | $52.0850 | Disposed | 19525.0000 | Direct |
| 2013-11-15 | Common Shares | M | 3979.0000 | $32.1300 | Acquired | 23504.0000 | Direct |
| 2013-11-15 | Common Shares | S | 3979.0000 | $52.1177 | Disposed | 19525.0000 | Direct |
| 2013-11-17 | Common Shares | M | 1449.0000 | $0.0000 | Acquired | 20974.0000 | Direct |
| 2013-11-17 | Common Shares | F | 717.0000 | $51.9750 | Disposed | 20257.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Restricted Stock Units | $0.0000 | A | 1520.0000 | Acquired | Common Shares (1520.0000) | Direct | |
| 2013-11-14 | Restricted Stock Units | $0.0000 | M | 867.0000 | Disposed | Common Shares (867.0000) | Direct | |
| 2013-11-14 | Stock Option (Right to Buy) | $51.6100 | A | 12200.0000 | Acquired | 2023-11-14 | Common Shares (12200.0000) | Direct |
| 2013-11-15 | Stock Option (Right to Buy) | $32.1300 | M | 3979.0000 | Disposed | 2014-03-25 | Common Shares (3979.0000) | Direct |
| 2013-11-17 | Restricted Stock Units | $0.0000 | M | 1449.0000 | Disposed | Common Shares (1449.0000) | Direct |
Footnotes
F1: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
F2: Not Applicable
F3: The reported price is the weighted average price for the transactions on November 15, 2013. The range of prices for the transaction is from $52.11 to $52.122 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: Conversion is 1-for-1.
F5: Subject to acceleration upon certain events, the restricted stock units vest in equal installments on each of the first, second, third and fourth anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting.
F6: Date Exercisable: November 14, 2013
F7: Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
F8: Options exercisable in three equal installments on the first, second and third anniversary of the grant date, March 26, 2004.
F9: Date Exercisable: November 17, 2013