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T-Mobile US, Inc. Director's Dealing 2020

Jul 6, 2020

29760_dirs_2020-07-06_e46875b2-d5a2-45a6-91b6-d1a5bcd4dcbe.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: T-Mobile US, Inc. (TMUS)
CIK: 0001283699
Period of Report: 2020-06-26

Reporting Person: Delaware Project 4 L.L.C. (Director, 10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Contingent Value Right Note (right to acquire) $ Common Stock () Direct

Footnotes

F1: Pursuant to the Contingent Value Right Note, aggregate principal amount of $2,000,000,000.00 (the "CVR Note"), the trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances.

F2: Delaware Project 4 L.L.C. ("Project 4 LLC") is a wholly owned subsidiary of Softbank Group Corp. ("SoftBank"). Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank and its wholly owned subsidiaries SoftBank Group Capital Ltd, Delaware Project 6 L.L.C. and Project 4 LLC. As a result, each of these entities is a director by deputization for Section 16 purposes.